Meet The Team
Senior Portfolio Manager
Senior Investment Advisor
Senior Portfolio Manager
Senior Investment Advisor
Our team focuses on a life-based approach to help build and secure your wealth. Our main objective is to define what's important to you and then build a plan that complements the way you want to live, rather than asking you to live according to a plan set to manage your money. When life events change, we review the plan and change direction as necessary.
Dan performs our research, due diligence, and portfolio management, and Tricia and Spencer are adept at developing wealth plans for our clients. As needed, we integrate the vast resources of other TD specialists for expertise in retirement and end-of-life planning; private banking; trust services (including Wills and powers of attorney), estate planning; insurance to help protect your income and estate; business succession planning; and more.
We are one of Nanaimo's select providers of discretionary portfolio management services. We strive to build consistent, long-term relationships to manage your family's total net worth. Our team spends time to truly get to know you and your family dynamics, wealth structure, goals, risk tolerance, and many other considerations with our comprehensive, integrated total wealth planning.
Discretionary investing: This can be a huge advantage for snowbirds, business owners pressed for time, or anyone who does not want to deal with daily investment decisions. When you entrust your wealth management to Dan, potential opportunities or risks can be addressed without waiting for your approval. A personalized Investment Policy Statement (IPS) based on your objectives, comfort, and financial situation sets the guidelines, asset allocation and diversification of your portfolio. You pay one transparent, asset-based cost (no commission per trade), which lets us focus on driving your portfolio's success without worrying about the cost of trades. This cost includes access to wealth planning, estate planning, insurance services, and more and may be tax-deductible upfront on non-registered accounts.
We would welcome the opportunity to discuss life-based wealth planning and how we can help you navigate your future investment and life goals.
English
Past President of Rotary Club of Parksville AM
Associate Investment Advisor
Associate Investment Advisor
Tricia joined forces with Dan back in 1998 and brings more than 25 years of industry experience. She shares Dan’s focus on life-based planning and sound financial decisions prior to and during retirement. Tricia believes that she takes every step to help ensure that our clients are introduced to various facets of life planning and collaborates with other TD Specialists to help deliver comprehensive services. Tricia loves interacting with clients and improving the wealth experience by putting their needs first. She holds the Professional Financial Planner (PFP®) designation and is also a Life Insurance Advisor with TD Wealth Insurance Services. Tricia helps our team evolve with the industry and the markets to provide a high level of advice. Tricia has served on the Executive Board for Oceanside Minor Lacrosse, on the Executive Board for Oceanside Youth Soccer, and as a soccer coach. She participates in fundraising events for cancer research and MS support, among other causes.
Associate Investment Advisor
Associate Investment Advisor
Administrative Associate
Administrative Associate
