Meet The Team
Senior Investment Advisor
Senior Portfolio Manager
CIM®
MBA
Cody entered the investment industry in 2009 and joined TD in 2011 after obtaining an MBA, which he received while living in Europe playing professional hockey. He also achieved honors recognition for his Bachelor’s degree and was selected as a “First Team All-Academic” by ESPN the Magazine in May 2009 while an alternate captain of an NCAA Final Four hockey team. Outside of the office Cody enjoys playing sports, traveling and spending time with his wife, children and animals on their farm. He brings this sports background and mindset to bear in his proactive approach to wealth management, which focuses on staying ahead of major life events instead of reacting to them.
As a Portfolio Manager and Senior Investment Advisor, Cody works one-on-one with a select group of professionals, business owners, retirees and professional athletes. Through deep discovery he ensures that the right questions are asked — and answered. His goal is to help clients make rational decisions every step of the way so they stay on track and in control as they navigate major life transitions. Cody also holds the Certificate in Retirement Strategy and is licensed as a life insurance Advisor with TD Wealth Insurance Services.
Cody is a part of CMB Wealth Management – a team of like-minded financial professionals who communicate clearly, think strategically and act decisively. They have varied backgrounds in law, banking and professional sport, so each team member brings a unique perspective and different experience to your shared endeavor: helping you reach your goals. The team believes that effective wealth strategies are built on a foundation of trust, knowledge and experience. They all appreciate the time and hard work that has gone into creating your wealth and they know how important strong, proactive financial leadership is in ensuring that you continue to reach your goals – particularly as your wealth landscape becomes more complex.
English
Undergraduate degree from Bemidji State University
Graduate degree from Glasgow Caledonian University
Senior Portfolio Manager
Senior Investment Advisor
B.Comm.
LL.B.
Jim entered the Investment Industry in 1996 after practicing law for ten years. He joined TD Wealth Private Investment Advice in 2006, and has held both advisory and managerial roles with TD. In that time, he has helped to develop one of the most respected advisory practices in the Okanagan valley by building trusted relationships and prioritizing client needs.
As a Portfolio Manager and Investment Advisor, Jim offers comprehensive, fully customized financial strategies and helps coordinate solutions with other team members or TD specialists. For Jim, establishing and maintaining trust is paramount in everything he does, especially as he is qualified to offer discretionary investment management services. In a discretionary managed relationship, the Portfolio Manager is responsible for building and managing the portfolio based on a strict set of rules and guidelines agreed upon with the client. This allows clients who wish for or need to delegate investment decisions the freedom to focus on what’s important to them, knowing that we are committed to represent their best interest.
Jim is a graduate of the University of Alberta, holding a Bachelor of Commerce Degree (Honours) and a Law Degree. He has completed numerous industry courses, holds a Fellow of the Canadian Securities Institute designation and is licensed as a life insurance Advisor with TD Wealth Insurance Services. When Jim isn’t at the office, he enjoys spending his free time with family and enjoying the many things that the Okanagan Valley has to offer including biking, skiing and golfing.
Jim is a part of CMB Wealth Management – a team of like-minded portfolio managers and other financial professionals who communicate clearly, think strategically and act decisively. They have varied backgrounds in law, banking and professional sport, so each team member brings a unique perspective and different experience to your shared endeavour: helping you reach your goals. The team believes that effective wealth strategies are built on a foundation of trust, knowledge and experience. They all appreciate the time and hard work that has gone into creating your wealth and they know how important strong, proactive financial leadership is in ensuring that you continue to reach your goals – particularly as your wealth landscape becomes more complex.
English
University of Alberta
Senior Portfolio Manager
Senior Investment Advisor
B.Comm.
FCSI®
CIWM
Andrew has been with TD Bank Group since 2000 in roles ranging from Senior Management to Investment Advice spanning from Vancouver to Toronto. His extensive experience and knowledge of the services and resources available to high net worth clients has proven to be a valuable resource in structuring comprehensive financial and investment solutions. Working closely with clients and their other trusted advisors, Andrew seeks to find practical solutions tailored specifically to each client’s needs. Well respected for his straightforward approach and honest advice, Andrew thinks long-term and acts accordingly.
As a licensed Portfolio Manager, Andrew is able to offer discretionary investment management services as well as traditional non-discretionary investment advice. Andrew is a graduate of the University of British Columbia, holding a Bachelor of Commerce, Finance Degree and graduated as an Academic All Canadian playing NAIA baseball for UBC. He has completed the Canadian Securities Course and the Professional Financial Planning Course, in addition to obtaining the Fellow of the Canadian Securities Institute (FCSI) and the Certified International Wealth Manager (CIWM) designations. Andrew is also licensed as a life insurance Advisor with TD Wealth Insurance Services. In his free time, Andrew leads an active lifestyle, having recently completed the Whistler Ironman and spends his free time traveling, and enjoying all that the Okanagan has to offer with his young son.
Andrew is a part of CMB Wealth Management – a team of like-minded financial professionals who communicate clearly, think strategically and act decisively. They have varied backgrounds in law, banking and professional sport, so each team member brings a unique perspective and different experience to your shared endeavor: helping you reach your goals. The team believes that effective wealth strategies are built on a foundation of trust, knowledge and experience. They all appreciate the time and hard work that has gone into creating your wealth and they know how important strong, proactive financial leadership is in ensuring that you continue to reach your goals – particularly as your wealth landscape becomes more complex.
CMB Wealth Management is a part of TD Wealth Private Investment Advice, a division of TD Waterhouse Canada Inc. which is a subsidiary of The Toronto-Dominion Bank.
English
University of British Columbia
Investment Advisor
CFP®
CIM
Colin has been with TD Bank Group since 2011 in roles from Retail Branch Manager, Senior Financial Planner and now Investment Advisor with TD Wealth Private Investment Advice. His years of experience and knowledge has assisted many clients in achieving their versions of financial success. Colin believes in taking a financial planning approach first prior to making any investment recommendations. There are endless paths to lead you to your goals and he feels understanding what those goals are take first priority. After his thorough discovery process, he will tailor an appropriate investment portfolio that with active management will keep evolving with your life and as well as financial markets.
Colin is able to help breakdown complex financial issues into easy-to-understand steps. He has completed the Investment Funds in Canada, Canadian Securities Course and Certified Financial Planner (CFP®) designation.
Client Relationship Associate
PFP®
Megan joined TD in 2007 after relocating to Kelowna from Saskatchewan. She has held multiple roles within TD.
Most recently, prior to joining CMB Wealth Management, she was a Private Client Service Associate for offices in TD Wealth Private Banking and TD Wealth Private Trust.
Megan is an integral part of the team and holds the Professional Financial Planner designation.
Client Relationship Associate
PFP®
Kristine joined TD Wealth Private Investment Advice when relocating from Vancouver to Kelowna. She has worked in various roles in the investment industry since 1994.
Her extensive experience and knowledge are invaluable to the CMB Wealth Management team. Kristine has completed the Canadian Securities Course, is options licensed and holds the Professional Financial Planner (PFP®) designation.
Client Service Associate
Client Service Associate
Heather brings 30 years of industry experience to CMB Wealth Management after an extensive career with TD Canada Trust. Her strong attention to details helps ensure our team adhere to internal controls and compliance requirements. Heather has completed her Canadian Securities Course and is dedicated to providing exceptional client service to our clients in their wide range of needs. During her spare time, Heather keeps busy with her family enjoying many of the outdoor activities that the Okanagan has to offer such as camping, kayaking, biking, hiking and snowshoeing.
Client Service Associate
BBA
Jade joined CMB Wealth Management in 2019 after graduating from Okanagan College with a Bachelor of Business Administration as a Finance major.
Jade has completed the Canadian Securities Course and has goals of obtaining a Certified Financial Planner designation. She enjoys the discovery process of getting to know our clients and learning how we can develop and implement strategies to help them achieve their life goals.
In her spare time, Jade likes to pursue an active lifestyle with activities including hiking, skiing, and biking.
Additional TD Specialists
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Estate Planning Advisor
Estate Planning Advisor
Your experienced Estate Planning Advisor of the Wealth Advisory Services team will work with you to help you determine the form of coverage for all of your financial and non-financial assets in case of unforeseen events. The strategic use of life, disability, living benefits and annuity products can also help you preserve your wealth, sustain your business and minimize tax obligations.
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Tax and Estate Planner
Tax and Estate Planner
The Tax and Estate Planner of the Wealth Advisory Services team applies expertise in estate, trust and tax planning to assist you in developing an estate plan that reflects your personal choices for the future, and the legacy you will leave behind. To help manage your responsibilities, we can work with other TD specialists and external subject matter experts to help identify issues and properly structure your estate in a tax effective manner.
Private Trust Manager
Private Trust Manager
Your Trust Officer with TD Private Trust provides a full range of Estate and Trust services that includes supporting you with your Will and Power of Attorney for property (POA) planning needs where The Canada Trust Company will act as your executor or attorney, and assisting you when you act as attorney or executor for a family member or friend. Your Trust Officer focuses on building long lasting relationships with you and your loved ones by providing continuity during the implementation of your financial and estate plan. From planning through administration, your Trust Officer supports you in creating a lasting legacy.
High Net Worth Planner
High Net Worth Planner
Your High Net Worth Planner of the Wealth Advisory Services team will work with you and your other professional advisors, when appropriate, to develop comprehensive wealth strategies based on a number of wealth considerations. Among them: creating retirement income streams, estate planning, business and insurance considerations, transitioning your business, accessing sophisticated credit solutions, tax planning and philanthropic planning.