Meet The Team
Senior Investment Advisor
Senior Investment Advisor
For over 30 years, Wendy has helped individuals and families achieve their financial objectives by developing goal-oriented, integrated wealth management strategies. She earned her Financial Management Advisor (FMA) designation in 2005, and has been an Investment Advisor with TD Wealth Private Investment Advice since 1994. Wendy has won the TD Wealth President’s Club1 Award three times (2004, 2006, 2010), and has received the TD Merit Award2 12 times (2005, 2007-2009, 2011-2018). Both are distinctions reserved for top performing investment advisors. Prior to joining TD Wealth she headed up Asian Private Banking at the Bank of Montreal, and before that she was a professional currency trader.
Wendy is passionate about educating girls and women about finance. In addition to the many events she hosts focusing on financial literacy, she also sponsors girls’ education in the developing world, and currently serves on the Boards of a private school and The Giving Foundation.
When she is not working or volunteering, Wendy pursues her love for cooking, fine food, travel and reading.
1President’s Club: Meeting or exceeding business financial goals as well as maintaining a high level of professional business conduct throughout the year and consistently demonstrating integrity and the highest ethical standards.
2Merit rewards employees who meet and exceed the business unit’s criteria, consistently deliver legendary experiences and demonstrate the following qualities: motivation; excellence; results; integrity; teamwork.
Client Relationship Associate
CIM®
Cathy developed the core of her professional experience during her 14 years at TD, where she
held roles in Banking and Direct Investing. Cathy returned to TD and joined Chui Au Family Wealth Management as a Client Relationship Associate in 2018 after a few years as Wealth Associate Advisor at RBC Dominion Securities. She has extensive experience working with high-net-worth families, drawing on her deep investment knowledge.
Cathy holds a Bachelor of Arts in Economics from Concordia University and holds a Certificate
of Advanced Investment Advice as well as the Chartered Investment Manager (CIM®) designation.
Cathy spends her free time pursuing her love for baking, reading, hiking and trail running.
Client Relationship Associate
Client Relationship Associate
Si began her career in compliance as a Sanctions Officer at the Bank of Montreal. In 2014, she joined the Canadian high end jewelry retailer Birks Group as the Assistant Compliance Officer and Payment Operation Manager. During her time at Birks, Si gained extensive knowledge and experience in the luxury retail industry, specializing in high-net-worth (HNW) and ultra-high-net-worth (UNHW) Asian clientele. Si joined Chui Au Family Wealth Management group in early 2020. Leveraging her prior experience, Si's focus is on business development in the Asian HNW and UNHW market.
Si graduated from Concordia University John Molson School of Business with a Bachelor of Commerce in Accounting and Marketing. In addition, she completed 3 intensive gemology courses and finished the Administrative de la relève (ADR) program from the College of Corporate Directors (CAS) of Laval University.
Si enjoys public speaking and is actively involved in many community activities. Si spends her free time pursuing her love for fashion and poetry.
Additional TD Specialists
Tax and Estate Planner
Tax and Estate Planner
The Tax and Estate Planner of the Wealth Advisory Services team applies expertise in estate, trust and tax planning to assist you in developing an estate plan that reflects your personal choices for the future, and the legacy you will leave behind. To help manage your responsibilities, we can work with other TD specialists and external subject matter experts to help identify issues and properly structure your estate in a tax effective manner.
Estate Planning Advisor
Estate Planning Advisor
Your experienced Estate Planning Advisor of the Wealth Advisory Services team will work with you to help you determine the form of coverage for all of your financial and non-financial assets in case of unforeseen events. The strategic use of life, disability, living benefits and annuity products can also help you preserve your wealth, sustain your business and minimize tax obligations.
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High Net Worth Planner
High Net Worth Planner
Your High Net Worth Planner of the Wealth Advisory Services team will work with you and your other professional advisors, when appropriate, to develop comprehensive wealth strategies based on a number of wealth considerations. Among them: creating retirement income streams, estate planning, business and insurance considerations, transitioning your business, accessing sophisticated credit solutions, tax planning and philanthropic planning.
Business Succession Advisor
Business Succession Advisor
Your experienced Business Succession Advisor of the Wealth Advisory Services team will work with you and your team of external advisors, including lawyers, accountants and business brokers, to help you maximize your business' value, and create and implement a plan for the smooth transfer of your business down the road.
Estate Planning Advisor
Estate Planning Advisor
Your experienced Estate Planning Advisor of the Wealth Advisory Services team will work with you to help you determine the form of coverage for all of your financial and non-financial assets in case of unforeseen events. The strategic use of life, disability, living benefits and annuity products can also help you preserve your wealth, sustain your business and minimize tax obligations.
