Rocsana Filip, Investment Advisor,Toronto, ON

Phone

Office

Office Location

66 Wellington St. W., 36th Floor Toronto, ON M5K 1A2. map

With over 20 years of experience as a financial professional, I bring you a breadth of investment and wealth management expertise and laser focus to provide value.

In an industry where trust and expertise are paramount, I have earned some of the highest professional designations: Certified Financial Planner (CFP®), Chartered Investment Manager (CIM®) and Trust and Estate Practitioner (TEP). I also serve as a Life Insurance Advisor with TD Wealth Insurance Services. This combination enables me to provide comprehensive wealth management across all stages of life.

In my spare time, I like to explore the great outdoors with my husband Dinu and my teenage children Sabrina and Anthony. I also enjoy having a cup of coffee with my mother Maria.

Certificates

CFP®

TEP

CIM®

My Team Mission

Comprehensive and tailored advice – focused on growing, preserving and transitioning your wealth.

Core Values

Understanding you: We provide a highly personalized service recognizing each client's uniqueness.

Respect and Integrity: Trust and confidentiality are cornerstones of our relationship.

Accessibility and communication: We stay in touch and available in good and difficult times and we respond to calls or emails in timely fashion. We employ a straightforward, easy to understand approach. We provide effective summary meeting notes to capture key decisions and outline action items.

Competent investment management: We believe in a well-defined investment philosophy and a robust commitment to risk management. Our well-diversified, tax efficient portfolios, are focused on high quality assets, leaders in their industry with reliable revenues. We are supported in our research by Independent resources as well as TD Wealth Investment Office (WIO) and TD Investment Manager Research (IMR) group.

Discretionary Portfolio Management: The preferred choice for investors who do not want the stress of making investment decisions and need the time to focus on other priorities. We handle day-to-day investment responsibility, while clients retain the element of control over the parameters of the mandate. This provides the freedom to enjoy life, ability to manage taxes, comprehensive reporting and one inclusive management fee.

Problem solving: We believe that our ability to go the extra mile, find solutions, and tap into our extended network of sources has set us apart.

Education and experience: Our extended team of TD Specialists has expertise in areas of Law, Accounting, Insurance, Business Succession Planning, Philanthropic Services and Estate Planning.

Our Clients

We work with affluent professionals, business owners, and retirees living their life with purpose, who appreciate the confidence and clarity that our team strives to provide.

Women and Investing

Women and investing Wealth is about much more than just numbers and figures. It’s about having the power to do what’s right for you and your family, the freedom to fulfill your dreams, the flexibility to invest in your business and the assurance that you’re prepared for life’s ups and downs. Our aim is to protect and grow your wealth and help you make informed decisions throughout your life.

Entrepreneurs / Business Owners

We have helped entrepreneurs make sense of the world’s ever-changing financial markets and adopt tax-effective strategies that will help them reach their goals. Whether you are a young entrepreneur with an aggressive growth target or a seasoned business owner who wants to preserve your assets, generate retirement income and develop a sound succession plan and exit strategy, you have worked hard to build your enterprise. One of the most rewarding aspects of our work is helping business owners like you to enjoy the success of all your hard work.

Multi-Generational Family

Retirees / Pre-retirees

Our Services

Your goals are our priority so when you work with us, you have access to experienced professionals across all our products and services. Whether you need answers about wealth strategies, retirement planning or transfer of wealth, we're here to help.

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Investment Planning
Transfer of Wealth
Will and Estate Planning
Retirement Planning

Testimonials

Thoughtful listener, extremely knowledgeable

"Rocsana is a thoughtful listener. She gets to know me by asking relevant questions and taking the conversation into other potential scenarios that I may not have considered. She is extremely knowledgeable due to her multiple professional credentials and work experience. I can always understand her explanations and examples. Based on my own individual circumstances, Rocsana has created a "custom fit" wealth plan strategy that meets my current needs and provides for future goals. She has successfully guided me to revisiting my Will, better manage investments, decrease worry and increase confidence by improving my retirement financial plans. I look forward to a continued relationship, for myself and my family members."

Karen Kabel
As of March 20, 2023.

Passion, genuine interest, absolute integrity

Passion, knowledge, and a genuine interest for her clients best describe Rocsana Filip. We are very impressed by Rocsana's personalized and professional service to us and how she tailors this specifically to suit our situation and future needs. We feel very comfortable to put our finances in Rocsana's care and for her to guide us in the right direction. We would like to express our gratitude for the work Rocsana has done over the past years. Her expertise and attention to detail with which she has handled our financial affairs is exceptional. Particularly reassuring to us in our feeling of certainty in the absolute integrity of her dealings with us. Rocsana is always contactable, courteous, and helpful. Her professional, ethical and caring demeanor elicits our trust and respect. Her welcoming, friendly, professional, and personable nature allows her to work with us in providing sound financial advice and guidance. She always keeps us up to date in the financial sector. We have no hesitation in recommending Rocsana with complete trust and we look forward to a continued relationship with her."

Frank and Josephine Rinaldi
As of March 20, 2023.

Trustworthy financial guidance

"Meeting with a Financial Advisor was a bit scary for me and represents a lot of “firsts.” It was my first-time meeting with one as I was newly retired, and I did not have a clue about investments and what the best approach for me. I was introduced to Rocsana five months ago by my sister Karen, who had already established a professional relationship with her and she highly recommended Rocsana. Right from the first meeting, Rocsana has demonstrated an excellent understanding of my financial needs and goals, and she continues to deliver her advice with these clearly in mind. Rocsana took her time with me to discuss the best investment strategy approach and build my portfolio. I admit, I am still a little hesitant and shy delving into this new area of investment planning. However, I feel that with Rocsana's knowledge and guidance, my confidence and comfort level will only increase. I have complete trust in Rocsana and her professional abilities, and I find her advice relevant and prudent. She is very personable and relatable and she genuinely cares about her clients. She is always available to provide sound advice and she truly has my best interests at heart. I highly recommend Rocsana to others who are looking for trustworthy financial guidance."

Catherine Rapuska
As of March 20, 2023.

Invaluable to our financial well-being

"We have been working with Rocsana Filip for several years now, and we can confidently say that her guidance and expertise have been invaluable to our financial well-being. She has taken the time to get to know us on a personal level and our financial goals. She has moulded a personalized investment plan that has met our expectations. She is always available to answer our questions and provide advice and helped us navigate through various financial decisions with ease. On numerous occasions, she has met us at a location convenient to us to discuss our financial plans. We appreciate her professionalism, attention to detail, and commitment to our financial success. We highly recommend her to anyone looking for a trusted financial advisor."

Nirmala and Koowarnauth Bharat
As of March 21, 2023.

Your unique goals

You've worked hard to get where you are today. Now's the time to maintain, grow, and protect your net worth. Get tailored advice, solutions, and strategies that can help achieve your goals.

Let's Connect

Women and Investing

Entrepreneurs / Business Owners

Multi-Generational Family

Retirees / Pre-retirees

Investment planning is one of our key strengths and the cornerstone of every wealth strategy

For many, estate planning and preparing for a transfer of wealth can be a difficult subject to discuss.

Transfer your wealth tax-efficiently and according to your wishes with an estate plan.

Retirement is a goal that nearly everyone strives for. However, many have not fully thought through what their retirement will actually look like from a financial perspective. We can help with this.

Testimonials

Thoughtful listener, extremely knowledgeable

Passion, genuine interest, absolute integrity

Trustworthy financial guidance

Invaluable to our financial well-being

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Rocsana Filip