Rocsana Filip

Mission 

A "Life Well Lived"

Helping high-net worth families achieve financial confidence, make good decisions, reduce stress and bring a sense of order and control in their world!

Core Values

• Understanding clients: We provide a humanized and personal service recognizing each client's uniqueness.
• Respect and Integrity: Trust and confidentiality are cornerstones of our relationship.
• Accessibility and communication: We stay in touch and available in good and difficult times and we respond to calls or emails in timely fashion. We employ a straightforward, easy to understand approach. We provide clients with effective summary meeting notes to capture key decisions and outline action items.
• Problem solving: We believe that our ability to go the extra mile, find solutions, and tap into our extended network of sources has set us apart.
• Competence: We balance risk and managing market volatility while helping clients achieve their stated financial and life goals.
• Education and experience: Our team has extensive expertise in Portfolio Management, Financial Planning, Trust and Estate Planning Strategies. Our extended network of TD Specialists has expertise in areas of Law, Accounting, Insurance, Business Succession Planning, Philanthropic Services and Estate Planning.

Our Clients

We work with affluent professionals, business owners, and retirees living their life with purpose, who appreciate the confidence and clarity that our team strives to provide. 

Services for Her: We fully appreciate the specific challenges women face and we strive to remove some of the barriers holding women to reach for financial advice. 

Your Lead Advisor 

Rocsana brings breadth of industry experience since 2002. She is a Senior Investment Advisor and a member of TD Wealth for Women Champions Group. Previously, she held the Senior Financial Planner role with TD Wealth Financial Planning.

Designations: Certified Financial Planner, Chartered Investment Manager, Trust and Estate Practitioner.

In her spare time, you can find Rocsana exploring the big outdoors with her husband, cheering for her teenage daughter and son at sport competitions or reading a financial book.   

Our Approach

• Wealth Planning: We start by taking the time to really get to know you and discover what truly matters to you. From there, we'll work together to build a tailored wealth plan that fully reflects your needs and will help you achieve your personal vision of success. This is the foundation that will drive your unique investment portfolio.

• Your Wealth Personality: Your investment success can't be understood with just a set of numbers. Understanding the influence of psychology on your financial behaviour helps us deliver relevant advice to help you achieve your goals.

• Investment Management: Portfolio management begins and ends with a well-defined investment philosophy, a determined portfolio construction process and a robust commitment to risk management.