Rocco Cacciacarro is a graduate of the University of Western Ontario (Hons. B.A.) and has over 14 years of investment experience with various leading financial institutions. Rocco has earned numerous industry designations, such as the prestigious Canadian Investment Manager (CIM) and Derivatives Market Specialist (DMS). Presently, Rocco is a proud member of TD Wealth Private Investment Advice, providing wealth planning, investment and insurance advice, strategic wealth management and estate planning services for numerous individuals and families alike, from the very wealthy, to those who aspire to be so.
Rocco’s approach to personalized client service emphasizes risk mitigation and strategic asset allocation for and within his clients’ portfolios. In particular, he specializes in designing, monitoring and actively managing client portfolios to ensure that client objectives are met at all times. Using a defined and disciplined process, Rocco’s objective is to build long term relationships with his clients and their families to better understand each client’s investment goals and risk tolerance. This involves working with his clients to determine and implement investment, retirement and estate planning solutions manifested in a customized and unique Investment and Wealth Policy Statement to reflect the particular needs of each client and family.
There are five (5) portfolio strategies that Rocco can customize for clients:
1.) Income & Capital Preservation Portfolio: GIC's & Government Bonds.
2.) Income Portfolio: Corporate Bonds, Preferred Shares, Principle Protected Notes, Real Estate Investment Trusts (REIT's) and Income Funds.
3.) Growth Portfolio: Stocks, Mutual Funds and ETF's.
4.) Enhanced Growth Portfolio: Covered call strategies and cash-secured put combinations (options trading).
5.) Aggressive Portfolio: Vertical & Horizontal Option Spread Trading, Hedge Funds and Flow-Through Shares (for sophisticated investors only).
Regardless of one’s risk tolerance, income level or investment objectives, Rocco is happy to meet with each existing client and all new referrals to discuss portfolio needs and design investment solutions to meet and exceed objectives. Rocco promises a superior client-advisor relationship and experience with a promise to respond to all telephone calls and emails, including questions and concerns clients may have after-hours.
Your Goals, Our Priorities
We'll help you identify your priorities and create a plan to address your specific needs. We can help with:
- Protecting your assets
- Maximizing your charitable giving
- Finding tax strategies and solutions
- Arranging your estate and trust planning
Transfer of Wealth
Will and Estate Planning
Polly – Moving forward with the right financial plan
When Polly moved to Canada, she was determined to build a great life for her family. Years of hard work and resilience paved the way for success, but when faced with the unthinkable, Polly was left to start again, leaving her with feelings of uncertainty. Find out how with the help of her TD Wealth advisor and a personalized financial plan Polly was able to take charge of her family’s financial future.
Nick & Justina – Business owners teaming up with TD Wealth
As small business owners, Nick and Justina make a powerhouse team, supporting each other through ups and downs. As parents, they worry about how potential challenges with the business could impact their family’s future. Nick and Justina teamed up with their TD Wealth advisor to build a personalized financial plan. With a plan in place, they finally saw that achieving their family’s goals while maintaining the business was possible. Find out how the right financial advice helped give them a brighter view of life.
Your unique goals
You've worked hard to get where you are today. Now's the time to maintain, grow, and protect your net worth. Get tailored advice, solutions, and strategies that can help achieve your goals.